Data Library
As required by the Foundations for Evidence-Based Policymaking Act of 2018, the Securities and Exchange Commission (SEC) publishes information about the Chief Data Officer and SEC data governance materials.
The SEC Data Management Board is the principal internal Commission forum for addressing SEC data management standards, priorities, policies, and practices. The Commission's Chief Data Officer serves as chair of the Board. Membership of the Board, which meets approximately quarterly, includes senior leaders from the SEC's divisions and offices.
In response to the Open Government Initiative requiring each agency to identify and publish online high-value data, the Securities and Exchange Commission is making available the following data sets.
SEC and Markets Data RSS Feed| Title | Domain | Asset Classes | Filers | Last Updated Sort descending |
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FOIA Logs Log files published by the Office of FOIA Services. |
Enforcement and Examinations Data Assets | |||
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Information About Registered Municipal Advisors This Excel spreadsheet file contains the names of SEC registered municipal advisor firms (including sole proprietorships), as well as their SEC reporting file numbers and Central Index Key (CIK) numbers. |
Market Participants Data Assets | Fixed Income | Municipal Advisors | |
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Information About Registered Investment Advisers and Exempt Reporting Advisers The Investment Adviser Information Reports' data is collected from electronic submissions of Form ADV by investment adviser firms to the Investment Adviser Registration Depository (IARD) system. |
Market Participants Data Assets | Crypto, Derivatives, Equity, Fixed Income, Other | Exempt Reporting Advisers, Registered Investment Advisers | |
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Company Information About Active Broker-Dealers This text file contains the Central Index Key (CIK) numbers, company names, SEC reporting file numbers, and addresses (business addresses are provided when mailing addresses are not available) of active broker-dealers who are registered with the SEC. |
Market Participants Data Assets | Crypto, Derivatives, Equity, Fixed Income, Other | Broker-Dealers | |
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Mutual Fund Prospectus Risk/Return Summary Data Sets The Mutual Fund Prospectus Risk/Return Summary Data Sets provides text and numeric information extracted from the risk/return summary section of mutual fund prospectuses. |
Market Participants Data Assets | Crypto, Derivatives, Equity, Fixed Income, Other | Registered Investment Company | |
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Variable Insurance Product Data Sets The VIP Data Sets provide the text and numeric information extracted from Forms N-3, N-4 and N-6 – the registration forms for variable annuity contracts and contracts offering Index-Linked Options and/or Fixed Options subject to a contract adjustment – filed with the Commission in eXtensible Business Reporting Language (XBRL). The data is presented in a flat file format to assist users in constructing the data for analysis. The data has been automatically and directly taken from submissions created by the registrants and provided as filed with the Commission. The data sets only include publicly available information from filings that have been disseminated by the Commission. |
Market Participants Data Assets | Other | Other Issuers, Registered Investment Advisers | |
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Financial Statement Data Sets The data sets below provide selected information extracted from exhibits to corporate financial reports filed with the Commission using eXtensible Business Reporting Language (XBRL). |
Capital Formation Data Assets | Crypto, Derivatives, Equity, Fixed Income, Other | Public Company | |
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Insider Transactions Data Sets Under Section 16 of the Securities Exchange Act of 1934, senior executives, directors, and large-block shareholders are required to make ongoing filings about their company stock holdings to report any changes. These filings are made on Form 3, Form 4, and Form 5 and submitted to SECs Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system. |
Market Activity Data Assets | Equity | Individuals | |
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Form N-PORT Data Sets Form N-PORT is to be used by a registered management investment company, or an exchange-traded fund organized as a unit investment trust, or series thereof (“Fund”), other than a Fund that is regulated as a money market fund (“money market fund”) under rule 2a-7 under the Investment Company Act of 1940 [15 U.S.C. 80a] (“Act”) (17 CFR 270.2a-7) or a small business investment company (“SBIC”) registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports of monthly portfolio holdings pursuant to rule 30b1-9 under the Act (17 CFR 270.30b1-9). |
Market Participants Data Assets | Crypto, Derivatives, Equity, Fixed Income, Other | Registered Investment Company | |
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Form D Data Sets The data sets contains Notices of Exempt Offerings of Securities filed with the Commission by issuers relying on Rule 504, Rule 506(b), or Rule 506(c) of Regulation D or on Section 4(a)(5) of Securities Act. |
Capital Formation Data Assets | Equity, Fixed Income | Other Issuers | |
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Crowdfunding Offerings Data Sets The SEC’s Crowdfunding Offerings Data Sets provide a quarterly look at offerings that rely on the Regulation Crowdfunding exemption. |
Capital Formation Data Assets | Equity | Other Issuers | |
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Regulation A Data Sets The data sets provide the structured data from securities offerings pursuant to Regulation A filed with the Commission. |
Capital Formation Data Assets | Equity | Other Issuers | |
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Form N-CEN Data Sets Form N-CEN is used by all registered investment companies, other than face-amount certificate companies to file annual reports with the Commission. The Form N-CEN data sets are extracted from N-CEN eXtensible Markup Language (XML) submissions in a flat file format to assist users in constructing the data for analysis. The data have been automatically and directly taken from submissions created by the registrants and provided as-filed. |
Market Participants Data Assets | Crypto, Derivatives, Equity, Fixed Income, Other | Registered Investment Company | |
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Alternative Trading Systems (ATS) Report The SEC receives submissions from alternative trading systems on an ongoing basis pursuant to Regulation ATS. We note that the list of alternative trading systems changes over time. |
Market Participants Data Assets | Crypto, Derivatives, Equity, Fixed Income, Other | Trading Venues | |
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Form N-MFP Data Sets Form N-MFP is used for monthly reports of money market funds to report information about the fund and its portfolio holdings for the preceding month. Form N-MFP is filed with the Commission by the fifth business day of the month. The Form N-MFP data sets are extracted from Electronic Data Gathering, Analysis, and Retrieval (EDGAR) eXtensible Markup Language (XML) submissions in a flat file format to assist users in constructing the data for analysis. The data has been automatically and directly taken from submissions created by the registrants and provided as-filed. |
Market Participants Data Assets | Fixed Income | Registered Investment Company | |
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Business Development Company (BDC) Data Sets The Business Development Company (BDC) Data Sets provide the data extracted from disclosures filed by BDCs with the Commission in eXtensible Business Reporting Language (XBRL). The data is sourced from XBRL tagged periodic reports and other disclosures submitted by BDCs to the Commission. The BDC Data Sets provide a schedule of investments report, detailed financial data sets, and a summary non-financial data set. |
Market Participants Data Assets | Equity, Fixed Income | Business Development Company | |
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Fails-to-Deliver Data This text file contains the date, CUSIP numbers, ticker symbols, issuer name, price, and total number of fails-to-deliver (i.e., the balance level outstanding) recorded in the National Securities Clearing Corporation's ("NSCC") Continuous Net Settlement (CNS) system aggregated over all NSCC members. |
Market Activity Data Assets | Equity | Clearing Agency | |
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Financial Statement and Notes Data Sets The data sets provide the text and detailed numeric information in all financial statements and their notes extracted from exhibits to corporate financial reports filed with the Commission using eXtensible Business Reporting Language (XBRL). |
Capital Formation Data Assets | Crypto, Derivatives, Equity, Fixed Income | Public Company | |
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Form 13F Data Sets Form 13F was adopted pursuant to statutory directive designed to provide the Commission with data from larger managers about their investment activities and holdings. |
Market Participants Data Assets | Equity | Broker-Dealers, Exempt Reporting Advisers, Other Issuers, Registered Investment Advisers | |
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Money Market Fund Information This report provides basic identification information for all entities that are organized as Money Market Mutual Funds (MMFs), and that have filed Form N-MFP with the Commission. |
Market Participants Data Assets | Fixed Income | Registered Investment Company |