Data Library
As required by the Foundations for Evidence-Based Policymaking Act of 2018, the Securities and Exchange Commission (SEC) publishes information about the Chief Data Officer and SEC data governance materials.
The SEC Data Management Board is the principal internal Commission forum for addressing SEC data management standards, priorities, policies, and practices. The Commission's Chief Data Officer serves as chair of the Board. Membership of the Board, which meets approximately quarterly, includes senior leaders from the SEC's divisions and offices.
In response to the Open Government Initiative requiring each agency to identify and publish online high-value data, the Securities and Exchange Commission is making available the following data sets.
SEC and Markets Data RSS Feed| Title | Domain | Asset Classes | Filers | Last Updated Sort descending |
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Information About Registered Municipal Advisors This Excel spreadsheet file contains the names of SEC registered municipal advisor firms (including sole proprietorships), as well as their SEC reporting file numbers and Central Index Key (CIK) numbers. |
Market Participants Data Assets | Fixed Income | Municipal Advisors | |
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Company Information About Active Broker-Dealers This text file contains the Central Index Key (CIK) numbers, company names, SEC reporting file numbers, and addresses (business addresses are provided when mailing addresses are not available) of active broker-dealers who are registered with the SEC. |
Market Participants Data Assets | Crypto, Derivatives, Equity, Fixed Income, Other | Broker-Dealers | |
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Fails-to-Deliver Data This text file contains the date, CUSIP numbers, ticker symbols, issuer name, price, and total number of fails-to-deliver (i.e., the balance level outstanding) recorded in the National Securities Clearing Corporation's ("NSCC") Continuous Net Settlement (CNS) system aggregated over all NSCC members. |
Market Activity Data Assets | Equity | Clearing Agency | |
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EDGAR Log File Data Sets The data sets provide information on internet search traffic for EDGAR filings through SEC.gov. |
Market Activity Data Assets | Crypto, Derivatives, Equity, Fixed Income, Other | ||
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Information About Registered Investment Advisers and Exempt Reporting Advisers The Investment Adviser Information Reports' data is collected from electronic submissions of Form ADV by investment adviser firms to the Investment Adviser Registration Depository (IARD) system. |
Market Participants Data Assets | Crypto, Derivatives, Equity, Fixed Income, Other | Exempt Reporting Advisers, Registered Investment Advisers | |
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Form D Data Sets The data sets contains Notices of Exempt Offerings of Securities filed with the Commission by issuers relying on Rule 504, Rule 506(b), or Rule 506(c) of Regulation D or on Section 4(a)(5) of Securities Act. |
Capital Formation Data Assets | Equity, Fixed Income | Other Issuers | |
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Form 13F Data Sets Form 13F was adopted pursuant to statutory directive designed to provide the Commission with data from larger managers about their investment activities and holdings. |
Market Participants Data Assets | Equity | Broker-Dealers, Exempt Reporting Advisers, Other Issuers, Registered Investment Advisers | |
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Financial Statement and Notes Data Sets The data sets provide the text and detailed numeric information in all financial statements and their notes extracted from exhibits to corporate financial reports filed with the Commission using eXtensible Business Reporting Language (XBRL). |
Capital Formation Data Assets | Crypto, Derivatives, Equity, Fixed Income | Public Company | |
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Variable Insurance Product Data Sets The VIP Data Sets provide the text and numeric information extracted from Forms N-3, N-4 and N-6 – the registration forms for variable annuity contracts and contracts offering Index-Linked Options and/or Fixed Options subject to a contract adjustment – filed with the Commission in eXtensible Business Reporting Language (XBRL). The data is presented in a flat file format to assist users in constructing the data for analysis. The data has been automatically and directly taken from submissions created by the registrants and provided as filed with the Commission. The data sets only include publicly available information from filings that have been disseminated by the Commission. |
Market Participants Data Assets | Other | Other Issuers, Registered Investment Advisers | |
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Business Development Company (BDC) Data Sets The Business Development Company (BDC) Data Sets provide the data extracted from disclosures filed by BDCs with the Commission in eXtensible Business Reporting Language (XBRL). The data is sourced from XBRL tagged periodic reports and other disclosures submitted by BDCs to the Commission. The BDC Data Sets provide a schedule of investments report, detailed financial data sets, and a summary non-financial data set. |
Market Participants Data Assets | Equity, Fixed Income | Business Development Company | |
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Form N-MFP Data Sets Form N-MFP is used for monthly reports of money market funds to report information about the fund and its portfolio holdings for the preceding month. Form N-MFP is filed with the Commission by the fifth business day of the month. The Form N-MFP data sets are extracted from Electronic Data Gathering, Analysis, and Retrieval (EDGAR) eXtensible Markup Language (XML) submissions in a flat file format to assist users in constructing the data for analysis. The data has been automatically and directly taken from submissions created by the registrants and provided as-filed. |
Market Participants Data Assets | Fixed Income | Registered Investment Company | |
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FOIA Logs Log files published by the Office of FOIA Services. |
Enforcement and Examinations Data Assets | |||
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Metrics by Individual Security and Exchange These datasets provide metrics for each individual security partitioned by exchange. |
Market Activity Data Assets | Equity | Trading Venues | |
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Hazards and Survivors by Time Period Each zip file contains 36 datasets, which provide the hazard, survivor, and cumulative distribution functions for select time scales for large stocks, mid cap stocks, small stocks, large ETPs, mid cap ETPs, and small ETPs. |
Market Activity Data Assets | Equity | Trading Venues | |
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Conditional Cancel and Trade Distributions Each zip file contains 54 datasets: nine each for large stocks, mid cap stocks, small stocks, large ETPs, mid cap ETPs, and small ETPs. |
Market Activity Data Assets | Equity | Trading Venues | |
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Metrics by Individual Security These datasets provide metrics for more than 4,800 securities. |
Market Activity Data Assets | Equity | Trading Venues | |
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Summary Metrics by Exchange These datasets provide metrics for each security type and exchange. |
Market Activity Data Assets | Equity | Trading Venues | |
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Summary Metrics by Decile and Quartile These datasets provide metrics partitioned by market capitalization, price, volatility, and turnover. The stock market activity metrics are partitioned by decile and the ETP metrics by quartile. |
Market Activity Data Assets | Equity | Trading Venues | |
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Transfer Agent Data Sets Transfer Agent details |
Market Participants Data Assets | Equity | Transfer Agent | |
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Mutual Fund Prospectus Risk/Return Summary Data Sets The Mutual Fund Prospectus Risk/Return Summary Data Sets provides text and numeric information extracted from the risk/return summary section of mutual fund prospectuses. |
Market Participants Data Assets | Crypto, Derivatives, Equity, Fixed Income, Other | Registered Investment Company |